Unclaimed Profile

Kingman D Penniman

KDP ASSET MANAGEMENT, INC.·MONTPELIER, Vermont

Series 6, Series 63Clean record26 years registeredKDP ASSET MANAGEMENT, INC.

24 ELM STREET, MONTPELIER, VT 05602-2814CRD# 2644435Firm CRD# 110265

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kingman D Penniman · MONTPELIER, VT

Registration

CRD #2644435 · KDP ASSET MANAGEMENT, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KDP ASSET MANAGEMENT, INC.

KDP INVESTMENT ADVISORS, INC.

Oct 2005 – Aug 2023

MONTPELIER, VT

KDP ASSET MANAGEMENT, INC.

Mar 2000 – Aug 2023

MONTPELIER, VT

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · March 31, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KDP ASSET MANAGEMENT, INC.

CRD 110265 · SEC 801-57760

AUM

$442M

Regulatory assets under management

Employees

36 client accounts

Services offered by KDP ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Educational seminars/workshops

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KDP ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Kingman D Penniman offer?

Kingman D Penniman specializes in Investment Management, Wealth Management, Financial Education.

What are Kingman D Penniman's credentials?

Kingman D Penniman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kingman D Penniman located?

Kingman D Penniman is based in MONTPELIER, Vermont, last registered with KDP ASSET MANAGEMENT, INC..

How does Kingman D Penniman charge for services?

Kingman D Penniman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KDP ASSET MANAGEMENT, INC.?

KDP ASSET MANAGEMENT, INC. has approximately 19 employees and manages $442M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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