Unclaimed Profile

Denise Sullivan

EQUITY SERVICES, INC.·MONTPELIER, Vermont

EQUITY SERVICES, INC.

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604CRD# 5585332Firm CRD# 265

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denise Sullivan · MONTPELIER, VT

Registration

CRD #5585332 · EQUITY SERVICES, INC.

Brand Profile

Not yet started

Disclosure history

7 disclosures on file · See FINRA BrokerCheck for full record

About

Denise Sullivan is a registered financial advisor based in MONTPELIER, Vermont, affiliated with EQUITY SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

EQUITY SERVICES, INC.

ESI FINANCIAL ADVISORS

AUM

$2.1B

Regulatory assets under management

Employees

450

Total firm employees

View all advisors at EQUITY SERVICES, INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 5585332

Firm CRD# 265

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Denise Sullivan offer?

Denise Sullivan specializes in Financial Planning, Investment Management. Contact their office in MONTPELIER, Vermont for a consultation.

What are Denise Sullivan's credentials?

Denise Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denise Sullivan located?

Denise Sullivan is based in MONTPELIER, Vermont, working with EQUITY SERVICES, INC.. Their office serves clients in the MONTPELIER metropolitan area and surrounding communities.

How does Denise Sullivan charge for services?

Denise Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY SERVICES, INC.?

EQUITY SERVICES, INC. has approximately 450 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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