Unclaimed Profile

Thomas James Adams

SOLTIS INVESTMENT ADVISORS, LLC·ST. GEORGE, Utah

Series 65Clean record12 years registeredSOLTIS INVESTMENT ADVISORS, LLC

20 NORTH MAIN, ST. GEORGE, UT 84770CRD# 6244337Firm CRD# 154690

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas James Adams · ST. GEORGE, UT

Registration

CRD #6244337 · SOLTIS INVESTMENT ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

SOLTIS INVESTMENT ADVISORS, LLC

Nov 2013 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 8, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOLTIS INVESTMENT ADVISORS, LLC

CRD 154690 · SEC 801-71833

AUM

$6.8B

Regulatory assets under management

Employees

3,884 client accounts

Services offered by SOLTIS INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOLTIS INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas James Adams offer?

Thomas James Adams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. GEORGE, Utah for a consultation.

What are Thomas James Adams's credentials?

Thomas James Adams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas James Adams located?

Thomas James Adams is based in ST. GEORGE, Utah, working with SOLTIS INVESTMENT ADVISORS, LLC. Their office serves clients in the ST. GEORGE metropolitan area and surrounding communities.

How does Thomas James Adams charge for services?

Thomas James Adams's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOLTIS INVESTMENT ADVISORS, LLC?

SOLTIS INVESTMENT ADVISORS, LLC has approximately 72 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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