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Tally Spencer Ringwood

TAYLOR DERRICK CAPITAL, L.L.C.·SALT LAKE CITY, Utah
Series 65Clean record5 years registeredTAYLOR DERRICK CAPITAL, L.L.C.
404 NORTH 300 WEST, SALT LAKE CITY, UT 84103CRD# 7333059Firm CRD# 158016

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tally Spencer Ringwood · SALT LAKE CITY, UT
Registration
CRD #7333059 · TAYLOR DERRICK CAPITAL, L.L.C. · 5 years registered
Brand Profile
Not yet started
01

Career History

TAYLOR DERRICK CAPITAL, L.L.C.
Jan 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 27, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TAYLOR DERRICK CAPITAL, L.L.C.
CRD 158016 · SEC 801-108584
AUM
$770M
Regulatory assets under management
Employees
18
14 client accounts
Services offered by TAYLOR DERRICK CAPITAL, L.L.C.
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at TAYLOR DERRICK CAPITAL, L.L.C. →
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Frequently Asked Questions

What services does Tally Spencer Ringwood offer?
Tally Spencer Ringwood specializes in Retirement Planning. Contact their office in SALT LAKE CITY, Utah for a consultation.
What are Tally Spencer Ringwood's credentials?
Tally Spencer Ringwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tally Spencer Ringwood located?
Tally Spencer Ringwood is based in SALT LAKE CITY, Utah, working with TAYLOR DERRICK CAPITAL, L.L.C.. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.
How does Tally Spencer Ringwood charge for services?
Tally Spencer Ringwood's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TAYLOR DERRICK CAPITAL, L.L.C.?
TAYLOR DERRICK CAPITAL, L.L.C. has approximately 18 employees and manages $770M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TAYLOR DERRICK CAPITAL, L.L.C.

Andrew Jeppson Menlove
SALT LAKE CITY, UT
Nicholas C Etherington
SALT LAKE CITY, UT
Rocky Rod Derrick
SALT LAKE CITY, UT

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