Unclaimed Profile

Earl Todd Berg

GUARDIAN WEALTH MANAGEMENT, LLC·SALT LAKE CITY, Utah

Series 6, Series 7, Series 9, Series 10, Series 63, Series 6529 years registeredGUARDIAN WEALTH MANAGEMENT, LLC

50 WEST BROADWAY, SALT LAKE CITY, UT 84101CRD# 2088127Firm CRD# 146923

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Earl Todd Berg · SALT LAKE CITY, UT

Registration

CRD #2088127 · GUARDIAN WEALTH MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

GUARDIAN WEALTH MANAGEMENT

May 2008 – present

LIFEBRIGHT INVESTMENTS

Aug 2016 – Dec 2024

SALT LAKE CITY, UT

CHARLES SCHWAB & CO., INC.

Aug 1996 – Apr 2008

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · August 30, 1996

Years registered · 29

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GUARDIAN WEALTH MANAGEMENT, LLC

CRD 146923 · SEC 801-125769

AUM

$134M

Regulatory assets under management

Employees

248 client accounts

Services offered by GUARDIAN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Earl Todd Berg offer?

Earl Todd Berg specializes in Financial Planning, Investment Management. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Earl Todd Berg's credentials?

Earl Todd Berg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Earl Todd Berg located?

Earl Todd Berg is based in SALT LAKE CITY, Utah, working with GUARDIAN WEALTH MANAGEMENT, LLC. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Earl Todd Berg charge for services?

Earl Todd Berg's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN WEALTH MANAGEMENT, LLC?

GUARDIAN WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $134M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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