Unclaimed Profile

Roberto G Buchanan

FORTIUS FINANCIAL ADVISORS, LLC·SALT LAKE CITY, Utah

Series 7, Series 6625 years registeredFORTIUS FINANCIAL ADVISORS, LLC

136 EAST SOUTH TEMPLE, SALT LAKE CITY, UT 84111CRD# 4244111Firm CRD# 128060

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roberto G Buchanan · SALT LAKE CITY, UT

Registration

CRD #4244111 · FORTIUS FINANCIAL ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

FORTIUS FINANCIAL ADVISORS, LLC

Jun 2004 – present

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Oct 2000 – Feb 2003

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · October 16, 2000

Years registered · 25

Disclosure History

2014Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FORTIUS FINANCIAL ADVISORS, LLC

CRD 128060 · SEC 801-71571

AUM

$55M

Regulatory assets under management

Employees

345 client accounts

Services offered by FORTIUS FINANCIAL ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at FORTIUS FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Roberto G Buchanan offer?

Roberto G Buchanan specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Roberto G Buchanan's credentials?

Roberto G Buchanan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roberto G Buchanan located?

Roberto G Buchanan is based in SALT LAKE CITY, Utah, working with FORTIUS FINANCIAL ADVISORS, LLC. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Roberto G Buchanan charge for services?

Roberto G Buchanan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORTIUS FINANCIAL ADVISORS, LLC?

FORTIUS FINANCIAL ADVISORS, LLC has approximately 6 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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