Unclaimed Profile

Mark Thompson Woodruff

PHYSICIAN WEALTH ADVISORS, INC.·SALT LAKE CITY, Utah

SIE, Series 7, Series 9, Series 10, Series 63, Series 66CFP24 years registeredPHYSICIAN WEALTH ADVISORS, INC.

310 EAST 4500 SOUTH, SALT LAKE CITY, UT 84107CRD# 2368330Firm CRD# 106043

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Thompson Woodruff · SALT LAKE CITY, UT

Registration

CRD #2368330 · PHYSICIAN WEALTH ADVISORS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

PHYSICIAN WEALTH ADVISORS, INC.

Apr 2022 – present

ALTA CAPITAL MANAGEMENT LLC

Sep 2016 – Apr 2022

SALT LAKE CITY, UT

GOLDMAN, SACHS & CO.

Aug 2001 – Sep 2006

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · August 17, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

1982Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PHYSICIAN WEALTH ADVISORS, INC.

CRD 106043 · SEC 801-63664

AUM

$1.5B

Regulatory assets under management

Employees

6,048 client accounts

Services offered by PHYSICIAN WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PHYSICIAN WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Mark Thompson Woodruff offer?

Mark Thompson Woodruff specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Mark Thompson Woodruff's credentials?

Mark Thompson Woodruff holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Thompson Woodruff located?

Mark Thompson Woodruff is based in SALT LAKE CITY, Utah, working with PHYSICIAN WEALTH ADVISORS, INC.. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Mark Thompson Woodruff charge for services?

Mark Thompson Woodruff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHYSICIAN WEALTH ADVISORS, INC.?

PHYSICIAN WEALTH ADVISORS, INC. has approximately 15 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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