Unclaimed Profile

Margaret Melissa Saez

UMA FINANCIAL SERVICES INC·SALT LAKE CITY, Utah

Series 65Clean record12 years registeredUMA FINANCIAL SERVICES INC

310 EAST 4500 SOUTH, #500, SALT LAKE CITY, UT 84107CRD# 2691049Firm CRD# 106043

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Margaret Melissa Saez · SALT LAKE CITY, UT

Registration

CRD #2691049 · UMA FINANCIAL SERVICES INC · 12 years registered

Brand Profile

Not yet started

Career History

PHYSICIAN WEALTH ADVISORS, INC.

Jun 2014 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 20, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PHYSICIAN WEALTH ADVISORS, INC.

CRD 106043 · SEC 801-63664

AUM

$1.5B

Regulatory assets under management

Employees

6,048 client accounts

Services offered by PHYSICIAN WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PHYSICIAN WEALTH ADVISORS, INC. →

Introduction

Speak with Margaret

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Margaret is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SALT LAKE CITY?

Browse all registered financial advisors in SALT LAKE CITY, Utah or claim this profile if it's yours.

Browse SALT LAKE CITY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Margaret Melissa Saez offer?

Margaret Melissa Saez specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Margaret Melissa Saez's credentials?

Margaret Melissa Saez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Margaret Melissa Saez located?

Margaret Melissa Saez is based in SALT LAKE CITY, Utah, working with UMA FINANCIAL SERVICES INC. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Margaret Melissa Saez charge for services?

Margaret Melissa Saez's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UMA FINANCIAL SERVICES INC?

UMA FINANCIAL SERVICES INC has approximately 15 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →