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John Stephen Pennington

SDP MANAGEMENT LLC·SALT LAKE CITY, Utah
Series 65Clean record4 years registeredSDP MANAGEMENT LLC
1240 EAST 2100 SOUTH, SUITE 300, SALT LAKE CITY, UT 84106CRD# 7234506Firm CRD# 301868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Stephen Pennington · SALT LAKE CITY, UT
Registration
CRD #7234506 · SDP MANAGEMENT LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

ANDINA ADVISORS
Aug 2025 – present
DIVERGENT WEALTH ADVISORS, LLC
Sep 2021 – Aug 2023
SOUTH JORDAN, UT
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 28, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SUNDANCE BAY INVESTMENT MANAGER, LLC
CRD 301868 · SEC 801-118520
AUM
$2.0B
Regulatory assets under management
Employees
72
6 client accounts
Services offered by SUNDANCE BAY INVESTMENT MANAGER, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at SUNDANCE BAY INVESTMENT MANAGER, LLC →
Introduction

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05

Frequently Asked Questions

What services does John Stephen Pennington offer?
John Stephen Pennington specializes in Retirement Planning. Contact their office in SALT LAKE CITY, Utah for a consultation.
What are John Stephen Pennington's credentials?
John Stephen Pennington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Stephen Pennington located?
John Stephen Pennington is based in SALT LAKE CITY, Utah, working with SDP MANAGEMENT LLC. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.
How does John Stephen Pennington charge for services?
John Stephen Pennington's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SDP MANAGEMENT LLC?
SDP MANAGEMENT LLC has approximately 72 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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