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SUNDANCE BAY INVESTMENT MANAGER, LLC
SUNDANCE BAY INVESTMENT MANAGER, LLC
SUNDANCE BAY
SALT LAKE CITY, Utah
·
11 registered advisors
·
CRD# 301868
SEC# 801-118520
1
801-783-3430
01
Firm Overview
AUM
$2.0B
Regulatory assets under management
Employees
72
Total firm employees
Advisors
11
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Retirement Planning
04
Advisors at SUNDANCE BAY INVESTMENT MANAGER, LLC
11 registered advisors
Ann Elizabeth Mastic
SALT LAKE CITY, Utah
CRD# 6769980
Bryan Swiss
SALT LAKE CITY, Utah
CRD# 7448804
Connie Spongberg Ricks
SALT LAKE CITY, Utah
CRD# 7112590
Craig Edward Romney
SALT LAKE CITY, Utah
CRD# 7110803
John Stephen Pennington
SALT LAKE CITY, Utah
CRD# 7234506
Mark Duff Maughan
SALT LAKE CITY, Utah
CRD# 7110799
Matthew Scott Romney
SALT LAKE CITY, Utah
CRD# 7110802
Michael Clair Nixon
SALT LAKE CITY, Utah
CRD# 7110797
Ryan Justin Baughman
SALT LAKE CITY, Utah
CRD# 7110786
Stanford Jay Ricks
SALT LAKE CITY, Utah
CRD# 7111660
Travis Benny Olsen
SALT LAKE CITY, Utah
CRD# 7110804
05
Office Locations
SALT LAKE CITY, Utah
11 advisors
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Data sourced from SEC Form ADV filings. SUNDANCE BAY INVESTMENT MANAGER, LLC (CRD# 301868) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.