Unclaimed Profile

Brian Eric Barton

GUARDIAN WEALTH MANAGEMENT, LLC·SALT LAKE CITY, Utah

Series 7, Series 9, Series 10, Series 63, Series 65Clean record29 years registeredGUARDIAN WEALTH MANAGEMENT, LLC

50 WEST BROADWAY, SALT LAKE CITY, UT 84101CRD# 2429506Firm CRD# 146923

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Eric Barton · SALT LAKE CITY, UT

Registration

CRD #2429506 · GUARDIAN WEALTH MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

GUARDIAN WEALTH MANAGEMENT

Mar 2010 – present

CHARLES SCHWAB & CO., INC.

Mar 1997 – Mar 2010

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 28, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUARDIAN WEALTH MANAGEMENT, LLC

CRD 146923 · SEC 801-125769

AUM

$134M

Regulatory assets under management

Employees

248 client accounts

Services offered by GUARDIAN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Eric Barton offer?

Brian Eric Barton specializes in Financial Planning, Investment Management. Contact their office in SALT LAKE CITY, Utah for a consultation.

What are Brian Eric Barton's credentials?

Brian Eric Barton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Eric Barton located?

Brian Eric Barton is based in SALT LAKE CITY, Utah, working with GUARDIAN WEALTH MANAGEMENT, LLC. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.

How does Brian Eric Barton charge for services?

Brian Eric Barton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN WEALTH MANAGEMENT, LLC?

GUARDIAN WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $134M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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