Unclaimed Profile

David Norris Warne

CONTANGO CAPITAL ADVISORS, INC.·SALT LAKE CITY, Utah

SIE, Series 7, Series 7TO, Series 9, Series 10, Series 24, Series 63, Series 65, Series 66Clean record18 years registeredCONTANGO CAPITAL ADVISORS, INC.

WELMAN HOLDINGS, INC., SALT LAKE CITY, UT 84133CRD# 2894195Firm CRD# 131308

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Norris Warne · SALT LAKE CITY, UT

Registration

CRD #2894195 · CONTANGO CAPITAL ADVISORS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONTANGO CAPITAL ADVISORS, INC.

CADARET GRANT & CO INC

Oct 2023 – Aug 2025

SYRACUSE, NY

MORGAN STANLEY

Jan 2016 – Mar 2017

SOUTH JORDAN, UT

ZIONS CAPITAL ADVISORS, INC.

Feb 2008 – Dec 2014

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 9

Series 10

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · February 26, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ZIONS CAPITAL ADVISORS, INC.

CRD 131308 · SEC 801-63287

AUM

$1.8B

Regulatory assets under management

Employees

86 client accounts

Services offered by ZIONS CAPITAL ADVISORS, INC.

Per Form ADV

Selection of other advisers

View all advisors at ZIONS CAPITAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does David Norris Warne offer?

David Norris Warne specializes in Wealth Management.

What are David Norris Warne's credentials?

David Norris Warne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Norris Warne located?

David Norris Warne is based in SALT LAKE CITY, Utah, last registered with CONTANGO CAPITAL ADVISORS, INC..

How does David Norris Warne charge for services?

David Norris Warne's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONTANGO CAPITAL ADVISORS, INC.?

CONTANGO CAPITAL ADVISORS, INC. has approximately 16 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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