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Alan Richard Battles

BRIGHTON WEALTH MANAGEMENT, INC.·SALT LAKE CITY, Utah
Unclaimed Profile
480 E. WINCHESTER STREET, SALT LAKE CITY, UT 84107CRD# 1008455Firm CRD# 148457
01

About

Alan Richard Battles is a registered financial advisor based in SALT LAKE CITY, Utah, affiliated with BRIGHTON WEALTH MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
BRIGHTON WEALTH MANAGEMENT, INC.
BRIGHTON WEALTH MANAGEMENT, INC.
AUM
$36M
Regulatory assets under management
Employees
1
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1008455
Firm CRD# 148457
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Alan Richard Battles offer?
Alan Richard Battles specializes in Financial Planning, Investment Management. Contact their office in SALT LAKE CITY, Utah for a consultation.
What are Alan Richard Battles's credentials?
Alan Richard Battles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan Richard Battles located?
Alan Richard Battles is based in SALT LAKE CITY, Utah, working with BRIGHTON WEALTH MANAGEMENT, INC.. Their office serves clients in the SALT LAKE CITY metropolitan area and surrounding communities.
How does Alan Richard Battles charge for services?
Alan Richard Battles's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRIGHTON WEALTH MANAGEMENT, INC.?
BRIGHTON WEALTH MANAGEMENT, INC. has approximately 1 employees and manages $36M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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