Unclaimed Profile

Nicole Louise Roberts

RH ADVISORS, LLC·FARMINGTON, Utah

SIE, Series 7, Series 63, Series 65CFPClean record11 years registeredRH ADVISORS, LLC

630 N MAIN STREET, FARMINGTON, UT 84025CRD# 6025708Firm CRD# 293909

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicole Louise Roberts · FARMINGTON, UT

Registration

CRD #6025708 · RH ADVISORS, LLC · 11 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jul 2024 – present

ROCK HOUSE FINANCIAL

Sep 2018 – Jul 2024

FARMINGTON, UT

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Aug 2017 – May 2019

FARMINGTON, UT

WADDELL & REED

Sep 2014 – Aug 2017

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 30, 2014

Years registered · 11

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RH ADVISORS, LLC

CRD 293909 · SEC 801-113752

AUM

$215M

Regulatory assets under management

Employees

1,216 client accounts

Services offered by RH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Nicole Louise Roberts offer?

Nicole Louise Roberts specializes in Financial Planning, Investment Management. Contact their office in FARMINGTON, Utah for a consultation.

What are Nicole Louise Roberts's credentials?

Nicole Louise Roberts holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicole Louise Roberts located?

Nicole Louise Roberts is based in FARMINGTON, Utah, working with RH ADVISORS, LLC. Their office serves clients in the FARMINGTON metropolitan area and surrounding communities.

How does Nicole Louise Roberts charge for services?

Nicole Louise Roberts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RH ADVISORS, LLC?

RH ADVISORS, LLC has approximately 10 employees and manages $215M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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