Unclaimed Profile

Paul James Carroll

AVION WEALTH, LLC·THE WOODLANDS, Texas

Series 65Clean record21 years registeredAVION WEALTH, LLC

2829 TECHNOLOGY FOREST BOULEVARD, THE WOODLANDS, TX 77381-3913CRD# 1896590Firm CRD# 134242

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul James Carroll · THE WOODLANDS, TX

Registration

CRD #1896590 · AVION WEALTH, LLC · 21 years registered

Brand Profile

Not yet started

Career History

AVION WEALTH

May 2005 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 31, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVION WEALTH, LLC

CRD 134242 · SEC 801-99351

AUM

$780M

Regulatory assets under management

Employees

2,039 client accounts

Services offered by AVION WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVION WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Paul James Carroll offer?

Paul James Carroll specializes in Financial Planning, Investment Management. Contact their office in THE WOODLANDS, Texas for a consultation.

What are Paul James Carroll's credentials?

Paul James Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul James Carroll located?

Paul James Carroll is based in THE WOODLANDS, Texas, working with AVION WEALTH, LLC. Their office serves clients in the THE WOODLANDS metropolitan area and surrounding communities.

How does Paul James Carroll charge for services?

Paul James Carroll's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVION WEALTH, LLC?

AVION WEALTH, LLC has approximately 16 employees and manages $780M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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