Unclaimed Profile

James Andrew Maiz

ROCKLAND CAPITAL, LP·THE WOODLANDS, Texas

Clean recordROCKLAND CAPITAL, LP

24 WATERWAY AVE, THE WOODLANDS, TX 77380CRD# 5925445Firm CRD# 156791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Andrew Maiz · THE WOODLANDS, TX

Registration

CRD #5925445 · ROCKLAND CAPITAL, LP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Andrew Maiz is a registered financial advisor based in THE WOODLANDS, Texas, affiliated with ROCKLAND CAPITAL, LP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ROCKLAND CAPITAL, LP

AUM

$1.8B

Regulatory assets under management

Employees

Total firm employees

View all advisors at ROCKLAND CAPITAL, LP →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5925445

Firm CRD# 156791

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Andrew Maiz offer?

James Andrew Maiz specializes in Retirement Planning. Contact their office in THE WOODLANDS, Texas for a consultation.

What are James Andrew Maiz's credentials?

James Andrew Maiz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Andrew Maiz located?

James Andrew Maiz is based in THE WOODLANDS, Texas, working with ROCKLAND CAPITAL, LP. Their office serves clients in the THE WOODLANDS metropolitan area and surrounding communities.

How does James Andrew Maiz charge for services?

James Andrew Maiz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCKLAND CAPITAL, LP?

ROCKLAND CAPITAL, LP has approximately 22 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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