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Louis Roy Hughes

DOVETAIL WEALTH MANAGEMENT, LLC·TAYLOR, Texas
SIE, Series 7, Series 63, Series 65CFPClean record28 years registeredDOVETAIL WEALTH MANAGEMENT, LLC
301 NORTH MAIN STREET, TAYLOR, TX 76574CRD# 2987735Firm CRD# 291068

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Louis Roy Hughes · TAYLOR, TX
Registration
CRD #2987735 · DOVETAIL WEALTH MANAGEMENT, LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

DOVETAIL WEALTH MANAGEMENT, LLC
Jan 2018 – present
LPL FINANCIAL LLC
Nov 2017 – May 2018
FORT MILL, SC
INVESTMENT CENTERS OF AMERICA, INC.
Jan 1998 – Dec 2017
TAYLOR, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · January 23, 1998
Years registered · 28
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DOVETAIL WEALTH MANAGEMENT, LLC
CRD 291068 · SEC 801-112276
AUM
$278M
Regulatory assets under management
Employees
4
790 client accounts
Services offered by DOVETAIL WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DOVETAIL WEALTH MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Louis Roy Hughes offer?
Louis Roy Hughes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TAYLOR, Texas for a consultation.
What are Louis Roy Hughes's credentials?
Louis Roy Hughes holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Louis Roy Hughes located?
Louis Roy Hughes is based in TAYLOR, Texas, working with DOVETAIL WEALTH MANAGEMENT, LLC. Their office serves clients in the TAYLOR metropolitan area and surrounding communities.
How does Louis Roy Hughes charge for services?
Louis Roy Hughes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOVETAIL WEALTH MANAGEMENT, LLC?
DOVETAIL WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
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Research
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