Unclaimed Profile

Wesley Greg Alston

THE 401(K) CONCIERGE LLC·SAN ANTONIO, Texas

SIE, Series 7, Series 9, Series 24, Series 6322 years registeredTHE 401(K) CONCIERGE LLC

11919 JONES MALTSBERGER ROAD, SAN ANTONIO, TX 78216CRD# 3242920Firm CRD# 164536

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wesley Greg Alston · SAN ANTONIO, TX

Registration

CRD #3242920 · THE 401(K) CONCIERGE LLC · 22 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Mar 2023 – present

SECURITIES AMERICA ADVISORS, INC.

Aug 2017 – Mar 2023

San Antonio, TX

THE 401 (K) CONCIERGE

Jul 2012 – Dec 2013

SAN ANTONIO, TX

WFG ADVISORS, LP

May 2012 – Aug 2017

SAN ANTONIO, TX

NFP SECURITIES, INC.

Oct 2010 – Jun 2012

SAN ANTONIO, TX

NRP ADVISORS, INC.

Nov 2009 – Oct 2010

SAN ANTONIO, TX

LPL FINANCIAL CORPORATION

Dec 2006 – Nov 2009

SAN ANTONIO, TX

RAYMOND JAMES FINANCIAL SERVICES

Jan 2004 – Dec 2006

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 24

Series 63

Registration record

First registered · January 22, 2004

Years registered · 22

Disclosure History

2022Customer Dispute·Denied

2014Criminal·Final Disposition

2010Customer Dispute·Closed-No Action

2009Customer Dispute·Denied

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AKF HOLDINGS, LLC

CRD 164536 · SEC 801-76790

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by AKF HOLDINGS, LLC

Per Form ADV

Publication of periodicals/newsletters

View all advisors at AKF HOLDINGS, LLC →

Introduction

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Frequently Asked Questions

What services does Wesley Greg Alston offer?

Wesley Greg Alston is a registered financial advisor in SAN ANTONIO, Texas. Contact their office for details on services offered.

What are Wesley Greg Alston's credentials?

Wesley Greg Alston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wesley Greg Alston located?

Wesley Greg Alston is based in SAN ANTONIO, Texas, working with THE 401(K) CONCIERGE LLC. Their office serves clients in the SAN ANTONIO metropolitan area and surrounding communities.

How does Wesley Greg Alston charge for services?

Wesley Greg Alston's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE 401(K) CONCIERGE LLC?

THE 401(K) CONCIERGE LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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