Unclaimed Profile

Thomas Andrew Carter

SENDERO WEALTH MANAGEMENT, LLC·SAN ANTONIO, Texas

SIE, Series 7, Series 27, Series 63CFAClean record23 years registeredSENDERO WEALTH MANAGEMENT, LLC

250 W. NOTTINGHAM, SAN ANTONIO, TX 78209CRD# 2007181Firm CRD# 145594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Andrew Carter · SAN ANTONIO, TX

Registration

CRD #2007181 · SENDERO WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SENDERO WEALTH MANAGEMENT, LLC

SENDERO WEALTH MANAGEMENT, LLC

Jan 2008 – Jun 2019

SAN ANTONIO, TX

REDSTONE CONSULTING LLC

Sep 2002 – Jan 2008

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 27

Series 63

Registration record

First registered · September 23, 2002

Years registered · 23

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SENDERO WEALTH MANAGEMENT, LLC

CRD 145594 · SEC 801-68572

AUM

$5.2B

Regulatory assets under management

Employees

1,757 client accounts

Services offered by SENDERO WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SENDERO WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Andrew Carter offer?

Thomas Andrew Carter specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Andrew Carter's credentials?

Thomas Andrew Carter holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Andrew Carter located?

Thomas Andrew Carter is based in SAN ANTONIO, Texas, last registered with SENDERO WEALTH MANAGEMENT, LLC.

How does Thomas Andrew Carter charge for services?

Thomas Andrew Carter's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SENDERO WEALTH MANAGEMENT, LLC?

SENDERO WEALTH MANAGEMENT, LLC has approximately 36 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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