Unclaimed Profile

Roger Harlan Eth

INTERCONTINENTAL WEALTH ADVISORS, LLC·SAN ANTONIO, Texas

SIE, Series 7, Series 63, Series 65Clean record17 years registeredINTERCONTINENTAL WEALTH ADVISORS, LLC

300 CONVENT STREET, SUITE 1350, SAN ANTONIO, TX 78205-3729CRD# 5577817Firm CRD# 114787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Harlan Eth · SAN ANTONIO, TX

Registration

CRD #5577817 · INTERCONTINENTAL WEALTH ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

THE LEADERS GROUP, INC.

Jan 2026 – present

TLG ADVISORS, INC.

Jan 2026 – present

OSAIC WEALTH, INC.

Jan 2025 – Jan 2026

SAN ANTONIO, TX

OSAIC FS, INC.

Sep 2012 – Jan 2025

SAN ANTONIO, TX

INTERCONTINENTAL WEALTH ADVISORS, LLC

Mar 2009 – Jul 2012

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 13, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTERCONTINENTAL WEALTH ADVISORS, LLC

CRD 114787 · SEC 801-66430

AUM

$1.5B

Regulatory assets under management

Employees

1,679 client accounts

Services offered by INTERCONTINENTAL WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTERCONTINENTAL WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Roger Harlan Eth offer?

Roger Harlan Eth specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN ANTONIO, Texas for a consultation.

What are Roger Harlan Eth's credentials?

Roger Harlan Eth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Harlan Eth located?

Roger Harlan Eth is based in SAN ANTONIO, Texas, working with INTERCONTINENTAL WEALTH ADVISORS, LLC. Their office serves clients in the SAN ANTONIO metropolitan area and surrounding communities.

How does Roger Harlan Eth charge for services?

Roger Harlan Eth's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTERCONTINENTAL WEALTH ADVISORS, LLC?

INTERCONTINENTAL WEALTH ADVISORS, LLC has approximately 23 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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