Unclaimed Profile

James Garvin Jr. Whetzel

USAA INVESTMENT MANAGEMENT COMPANY·SAN ANTONIO, Texas

USAA INVESTMENT MANAGEMENT COMPANY

9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227CRD# 6204155Firm CRD# 5475

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Garvin Jr. Whetzel · SAN ANTONIO, TX

Registration

CRD #6204155 · USAA INVESTMENT MANAGEMENT COMPANY

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

James Garvin Jr. Whetzel is a registered financial advisor based in SAN ANTONIO, Texas, affiliated with USAA INVESTMENT MANAGEMENT COMPANY. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Client Types

High Net Worth Individuals

Introduction

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Firm Overview

Firm

USAA INVESTMENT SERVICES COMPANY

AUM

—

Regulatory assets under management

Employees

154

Total firm employees

View all advisors at USAA INVESTMENT SERVICES COMPANY →

Services

Financial planning

Other

Background

Compensation

Other: REFERRAL FEES PURSUANT TO A REFERRAL AGREEMENT

Regulatory

SEC/IARD CRD# 6204155

Firm CRD# 5475

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Garvin Jr. Whetzel offer?

James Garvin Jr. Whetzel specializes in Financial Planning. Contact their office in SAN ANTONIO, Texas for a consultation.

What are James Garvin Jr. Whetzel's credentials?

James Garvin Jr. Whetzel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Garvin Jr. Whetzel located?

James Garvin Jr. Whetzel is based in SAN ANTONIO, Texas, working with USAA INVESTMENT MANAGEMENT COMPANY. Their office serves clients in the SAN ANTONIO metropolitan area and surrounding communities.

How does James Garvin Jr. Whetzel charge for services?

James Garvin Jr. Whetzel's firm is compensated through other: referral fees pursuant to a referral agreement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USAA INVESTMENT MANAGEMENT COMPANY?

USAA INVESTMENT MANAGEMENT COMPANY has approximately 154 employees. The firm is registered with the SEC as an investment adviser.

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