Unclaimed Profile

Audie Gene Apple

SAN ANTONIO CAPITAL MANAGEMENT, LLC·SAN ANTONIO, Texas

SIE, Series 6, Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 65, Series 66Clean record18 years registeredSAN ANTONIO CAPITAL MANAGEMENT, LLC

7373 BROADWAY, SAN ANTONIO, TX 78209CRD# 2125041Firm CRD# 150508

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Audie Gene Apple · SAN ANTONIO, TX

Registration

CRD #2125041 · SAN ANTONIO CAPITAL MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAN ANTONIO CAPITAL MANAGEMENT, LLC

SAN ANTONIO TRUST COMPANY, LTA

May 2013 – Dec 2013

SAN ANTONIO, TX

ALLIANCEBERNSTEIN L.P.

May 2008 – Aug 2011

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 24

Series 31

Series 63

Series 65

Series 66

Registration record

First registered · May 1, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TPB WEALTH ADVISORS, LLC

CRD 150508 · SEC 801-70282

Employees

Total firm employees

Services offered by TPB WEALTH ADVISORS, LLC

Per Form ADV

Other

View all advisors at TPB WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Audie Gene Apple offer?

Audie Gene Apple is a registered financial advisor in SAN ANTONIO, Texas.

What are Audie Gene Apple's credentials?

Audie Gene Apple is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Audie Gene Apple located?

Audie Gene Apple is based in SAN ANTONIO, Texas, last registered with SAN ANTONIO CAPITAL MANAGEMENT, LLC.

How does Audie Gene Apple charge for services?

Audie Gene Apple's firm is compensated through other: none. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAN ANTONIO CAPITAL MANAGEMENT, LLC?

SAN ANTONIO CAPITAL MANAGEMENT, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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