Unclaimed Profile

Stephen Kent Mergler

RUSHMORE INVESTMENT ADVISORS INC·PLANO, Texas

Series 63, Series 65Clean record25 years registeredRUSHMORE INVESTMENT ADVISORS INC

4965 PRESTON PARK BLVD, PLANO, TX 75093CRD# 2873285Firm CRD# 110292

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Kent Mergler · PLANO, TX

Registration

CRD #2873285 · RUSHMORE INVESTMENT ADVISORS INC · 25 years registered

Brand Profile

Not yet started

Career History

SVB WEALTH

Jan 2015 – present

BANYAN PARTNERS, LLC

Jan 2014 – Nov 2014

FORT LAUDERDALE, FL

RUSHMORE INVESTMENT ADVISORS INC

May 2012 – Dec 2013

PLANO, TX

NORTHSTAR CAPITAL MANAGEMENT INC

Jan 2001 – Dec 2011

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

Series 63

Series 65

Registration record

First registered · January 10, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RUSHMORE INVESTMENT ADVISORS INC

CRD 110292 · SEC 801-52530

AUM

$873M

Regulatory assets under management

Employees

1,034 client accounts

Services offered by RUSHMORE INVESTMENT ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RUSHMORE INVESTMENT ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Stephen Kent Mergler offer?

Stephen Kent Mergler specializes in Investment Management, Wealth Management. Contact their office in PLANO, Texas for a consultation.

What are Stephen Kent Mergler's credentials?

Stephen Kent Mergler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Kent Mergler located?

Stephen Kent Mergler is based in PLANO, Texas, working with RUSHMORE INVESTMENT ADVISORS INC. Their office serves clients in the PLANO metropolitan area and surrounding communities.

How does Stephen Kent Mergler charge for services?

Stephen Kent Mergler's firm is compensated through percentage of aum, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUSHMORE INVESTMENT ADVISORS INC?

RUSHMORE INVESTMENT ADVISORS INC has approximately 12 employees and manages $873M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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