Unclaimed Profile

Brian Thomas Wolf

MMWKM ADVISORS, LLC·PLANO, Texas

SIE, Series 7, Series 66Clean record17 years registeredMMWKM ADVISORS, LLC

2820 DALLAS PARKWAY, PLANO, TX 75093CRD# 5486323Firm CRD# 157222

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Thomas Wolf · PLANO, TX

Registration

CRD #5486323 · MMWKM ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MMWKM ADVISORS, LLC

CETERA ADVISOR NETWORKS LLC

Jan 2018 – Jun 2019

DALLAS, TX

CETERA ADVISOR NETWORKS LLC

Sep 2013 – Dec 2017

DALLAS, TX

WALNUT STREET SECURITIES, INC.

Sep 2008 – Sep 2013

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 12, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RPOA ADVISORS, INC.

CRD 157222 · SEC 801-72262

AUM

$3.6B

Regulatory assets under management

Employees

122

15,137 client accounts

Services offered by RPOA ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RPOA ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Thomas Wolf offer?

Brian Thomas Wolf specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Brian Thomas Wolf's credentials?

Brian Thomas Wolf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Thomas Wolf located?

Brian Thomas Wolf is based in PLANO, Texas, last registered with MMWKM ADVISORS, LLC.

How does Brian Thomas Wolf charge for services?

Brian Thomas Wolf's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MMWKM ADVISORS, LLC?

MMWKM ADVISORS, LLC has approximately 122 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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