Unclaimed Profile

John Cole Maxey

REDEMPTION CAPITAL PARTNERS, LLC·MIDLAND, Texas

SIE, Series 7, Series 7TO, Series 66Clean record10 years registeredREDEMPTION CAPITAL PARTNERS, LLC

800 N MARIENFELD, MIDLAND, TX 79701CRD# 6592071Firm CRD# 310824

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Cole Maxey · MIDLAND, TX

Registration

CRD #6592071 · REDEMPTION CAPITAL PARTNERS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

REDEMPTION CAPITAL

Oct 2020 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2017 – Oct 2020

MIDLAND, TX

THRIVENT INVESTMENT MANAGEMENT INC.

Jun 2016 – Jun 2017

MIDLAND, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 66

Registration record

First registered · June 3, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REDEMPTION CAPITAL PARTNERS, LLC

CRD 310824 · SEC 801-123416

AUM

$121M

Regulatory assets under management

Employees

350 client accounts

Services offered by REDEMPTION CAPITAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REDEMPTION CAPITAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does John Cole Maxey offer?

John Cole Maxey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MIDLAND, Texas for a consultation.

What are John Cole Maxey's credentials?

John Cole Maxey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Cole Maxey located?

John Cole Maxey is based in MIDLAND, Texas, working with REDEMPTION CAPITAL PARTNERS, LLC. Their office serves clients in the MIDLAND metropolitan area and surrounding communities.

How does John Cole Maxey charge for services?

John Cole Maxey's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REDEMPTION CAPITAL PARTNERS, LLC?

REDEMPTION CAPITAL PARTNERS, LLC has approximately 3 employees and manages $121M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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