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Peter Bruce Roth

ROTH FINANCIAL PARTNERS LLC·KINGWOOD, Texas
SIE, Series 7, Series 8, Series 63CFPClean record26 years registeredROTH FINANCIAL PARTNERS LLC
855 ROCKMEAD DRIVE, KINGWOOD, TX 77339CRD# 1201110Firm CRD# 309814

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Peter Bruce Roth · KINGWOOD, TX
Registration
CRD #1201110 · ROTH FINANCIAL PARTNERS LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

ROTH FINANCIAL PARTNERS LLC
Oct 2020 – present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 2010 – Oct 2020
KINDWOOD, TX
UBS FINANCIAL SERVICES INC.
Nov 1999 – May 2010
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 8
Series 63
Registration record
First registered · November 5, 1999
Years registered · 26
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROTH FINANCIAL PARTNERS LLC
CRD 309814 · SEC 801-119326
AUM
$363M
Regulatory assets under management
Employees
4
721 client accounts
Services offered by ROTH FINANCIAL PARTNERS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROTH FINANCIAL PARTNERS LLC →
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05

Frequently Asked Questions

What services does Peter Bruce Roth offer?
Peter Bruce Roth specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KINGWOOD, Texas for a consultation.
What are Peter Bruce Roth's credentials?
Peter Bruce Roth holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Peter Bruce Roth located?
Peter Bruce Roth is based in KINGWOOD, Texas, working with ROTH FINANCIAL PARTNERS LLC. Their office serves clients in the KINGWOOD metropolitan area and surrounding communities.
How does Peter Bruce Roth charge for services?
Peter Bruce Roth's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROTH FINANCIAL PARTNERS LLC?
ROTH FINANCIAL PARTNERS LLC has approximately 4 employees and manages $363M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Eric Abram Johnson
KINGWOOD, TX
CFP

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