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Peter Bruce Roth

ROTH FINANCIAL PARTNERS LLC·KINGWOOD, Texas
Clean recordROTH FINANCIAL PARTNERS LLC
855 ROCKMEAD DRIVE, KINGWOOD, TX 77339CRD# 1201110Firm CRD# 309814

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Peter Bruce Roth · KINGWOOD, TX
Registration
CRD #1201110 · ROTH FINANCIAL PARTNERS LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Peter Bruce Roth is a registered financial advisor based in KINGWOOD, Texas, affiliated with ROTH FINANCIAL PARTNERS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ROTH FINANCIAL PARTNERS LLC
ROTH FINANCIAL PARTNERS LLC
AUM
$363M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at ROTH FINANCIAL PARTNERS LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1201110
Firm CRD# 309814
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Peter Bruce Roth offer?
Peter Bruce Roth specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KINGWOOD, Texas for a consultation.
What are Peter Bruce Roth's credentials?
Peter Bruce Roth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peter Bruce Roth located?
Peter Bruce Roth is based in KINGWOOD, Texas, working with ROTH FINANCIAL PARTNERS LLC. Their office serves clients in the KINGWOOD metropolitan area and surrounding communities.
How does Peter Bruce Roth charge for services?
Peter Bruce Roth's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROTH FINANCIAL PARTNERS LLC?
ROTH FINANCIAL PARTNERS LLC has approximately 4 employees and manages $363M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROTH FINANCIAL PARTNERS LLC

Eric Abram Johnson
KINGWOOD, TX

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Research
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