Unclaimed Profile

Thomas Howard Whitby

LOGIC CAPITAL MANAGEMENT, LLC·HOUSTON, Texas

Series 7, Series 24, Series 63Clean record30 years registeredLOGIC CAPITAL MANAGEMENT, LLC

7500 SAN FELIPE, SUITE 150, HOUSTON, TX 77063CRD# 1771469Firm CRD# 137902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Howard Whitby · HOUSTON, TX

Registration

CRD #1771469 · LOGIC CAPITAL MANAGEMENT, LLC · 30 years registered

Brand Profile

Not yet started

Career History

MISSION WEALTH MANAGEMENT, LP

Jan 2025 – present

LOGIC CAPITAL MANAGEMENT, LLC

Feb 2006 – Mar 2025

HOUSTON, TX

HOUSTON ADVISORS

Jun 2002 – Jun 2002

HOUSTON, TX

LINSCO/PRIVATE LEDGER CORP.

Mar 1996 – Feb 2006

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · March 14, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOGIC CAPITAL MANAGEMENT, LLC

CRD 137902 · SEC 801-118486

AUM

$294M

Regulatory assets under management

Employees

860 client accounts

Services offered by LOGIC CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LOGIC CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Howard Whitby offer?

Thomas Howard Whitby specializes in Investment Management. Contact their office in HOUSTON, Texas for a consultation.

What are Thomas Howard Whitby's credentials?

Thomas Howard Whitby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Howard Whitby located?

Thomas Howard Whitby is based in HOUSTON, Texas, working with LOGIC CAPITAL MANAGEMENT, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Thomas Howard Whitby charge for services?

Thomas Howard Whitby's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOGIC CAPITAL MANAGEMENT, LLC?

LOGIC CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $294M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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