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Thomas Allen Roupe

AVALON ADVISORS LLC·HOUSTON, Texas
SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 62, Series 63, Series 65, Series 79TOClean recordAVALON ADVISORS LLC
2929 ALLEN PARKWAY, HOUSTON, TX 77019-7124CRD# 2368742Firm CRD# 112556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Allen Roupe · HOUSTON, TX
Registration
CRD #2368742 · AVALON ADVISORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 9
Series 10
Series 24
Series 62
Series 63
Series 65
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
AVALON ADVISORS LLC
CRD 112556 · SEC 801-60244
AUM
$7.3B
Regulatory assets under management
Employees
55
2,101 client accounts
Services offered by AVALON ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at AVALON ADVISORS LLC →
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04

Frequently Asked Questions

What services does Thomas Allen Roupe offer?
Thomas Allen Roupe specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Thomas Allen Roupe's credentials?
Thomas Allen Roupe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Allen Roupe located?
Thomas Allen Roupe is based in HOUSTON, Texas, working with AVALON ADVISORS LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Thomas Allen Roupe charge for services?
Thomas Allen Roupe's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: solicitation & client servicing agmt w other adv'r; model port.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AVALON ADVISORS LLC?
AVALON ADVISORS LLC has approximately 55 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AVALON ADVISORS LLC

Brett Alan Williams
HOUSTON, TX
David John Jesulaitis
HOUSTON, TX
Wyatt Leclercq Hogan
HOUSTON, TX
Henry James Lartigue
HOUSTON, TX
Kevin John Lilly
HOUSTON, TX
Jeffrey Phelps
HOUSTON, TX

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