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Brett Alan Williams

AVALON ADVISORS LLC·HOUSTON, Texas
SIE, Series 7TO, Series 22, Series 63, Series 65Clean record21 years registeredAVALON ADVISORS LLC
2929 ALLEN PARKWAY, HOUSTON, TX 77019-7124CRD# 4852665Firm CRD# 112556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brett Alan Williams · HOUSTON, TX
Registration
CRD #4852665 · AVALON ADVISORS LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

CORIENT
May 2023 – present
AVALON INVESTMENT & ADVISORY
Jan 2005 – Jul 2023
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
Series 22
Series 63
Series 65
Registration record
First registered · January 28, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AVALON ADVISORS LLC
CRD 112556 · SEC 801-60244
AUM
$7.3B
Regulatory assets under management
Employees
55
2,101 client accounts
Services offered by AVALON ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at AVALON ADVISORS LLC →
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05

Frequently Asked Questions

What services does Brett Alan Williams offer?
Brett Alan Williams specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Brett Alan Williams's credentials?
Brett Alan Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brett Alan Williams located?
Brett Alan Williams is based in HOUSTON, Texas, working with AVALON ADVISORS LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Brett Alan Williams charge for services?
Brett Alan Williams's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: solicitation & client servicing agmt w other adv'r; model port.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AVALON ADVISORS LLC?
AVALON ADVISORS LLC has approximately 55 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AVALON ADVISORS LLC

David John Jesulaitis
HOUSTON, TX
Thomas Allen Roupe
HOUSTON, TX
Wyatt Leclercq Hogan
HOUSTON, TX
Henry James Lartigue
HOUSTON, TX
Kevin John Lilly
HOUSTON, TX
Jeffrey Phelps
HOUSTON, TX

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