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Thomas Lowell Harter

TRANSPOSE PLATFORM MANAGEMENT, LLC·HOUSTON, Texas
Clean recordTRANSPOSE PLATFORM MANAGEMENT, LLC
4201 MAIN STREET, HOUSTON, TX 77022CRD# 4926740Firm CRD# 287674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Lowell Harter · HOUSTON, TX
Registration
CRD #4926740 · TRANSPOSE PLATFORM MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Lowell Harter is a registered financial advisor based in HOUSTON, Texas, affiliated with TRANSPOSE PLATFORM MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
TRANSPOSE PLATFORM MANAGEMENT, LLC
TRANSPOSE PLATFORM MANAGEMENT, LLC
AUM
$2.0B
Regulatory assets under management
Employees
14
Total firm employees
View all advisors at TRANSPOSE PLATFORM MANAGEMENT, LLC →
Services
Pension consulting
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 4926740
Firm CRD# 287674
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Lowell Harter offer?
Thomas Lowell Harter specializes in Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.
What are Thomas Lowell Harter's credentials?
Thomas Lowell Harter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Lowell Harter located?
Thomas Lowell Harter is based in HOUSTON, Texas, working with TRANSPOSE PLATFORM MANAGEMENT, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Thomas Lowell Harter charge for services?
Thomas Lowell Harter's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRANSPOSE PLATFORM MANAGEMENT, LLC?
TRANSPOSE PLATFORM MANAGEMENT, LLC has approximately 14 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Trang T Nguyen
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Franklin E Alvarez
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Justin Truett Kelley
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