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Roseann Marie Engledorf

ZAFFERANO CAPITAL (US) LLC·HOUSTON, Texas
Clean recordZAFFERANO CAPITAL (US) LLC
109 N POST OAK LANE, HOUSTON, TX 77024CRD# 6030912Firm CRD# 159995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roseann Marie Engledorf · HOUSTON, TX
Registration
CRD #6030912 · ZAFFERANO CAPITAL (US) LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Roseann Marie Engledorf is a registered financial advisor based in HOUSTON, Texas, affiliated with ZAFFERANO CAPITAL (US) LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ZAFF CAPITAL LP
ZAFF CAPITAL LP
AUM
$25M
Regulatory assets under management
Employees
13
Total firm employees
View all advisors at ZAFF CAPITAL LP →
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 6030912
Firm CRD# 159995
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roseann Marie Engledorf offer?
Roseann Marie Engledorf specializes in Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Roseann Marie Engledorf's credentials?
Roseann Marie Engledorf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roseann Marie Engledorf located?
Roseann Marie Engledorf is based in HOUSTON, Texas, working with ZAFFERANO CAPITAL (US) LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Roseann Marie Engledorf charge for services?
Roseann Marie Engledorf's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ZAFFERANO CAPITAL (US) LLC?
ZAFFERANO CAPITAL (US) LLC has approximately 13 employees and manages $25M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ZAFFERANO CAPITAL (US) LLC

Brian Robert Zatarain
HOUSTON, TX
Catherine Maclellan Campbell
HOUSTON, TX
John Granger Macfarlane
HOUSTON, TX
K George Wasaff
HOUSTON, TX
Timothy James Davis
HOUSTON, TX

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