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Richard Andrew Nunn

CAPSTONE FINANCIAL SOLUTIONS, LLC·HOUSTON, Texas
SIE, Series 3, Series 7, Series 14, Series 24, Series 27, Series 63, Series 79TO, Series 99TOClean recordCAPSTONE FINANCIAL SOLUTIONS, LLC
3700 WEST SAM HOUSTON PARKWAY SOUTH, HOUSTON, TX 77042CRD# 1016528Firm CRD# 126451

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Andrew Nunn · HOUSTON, TX
Registration
CRD #1016528 · CAPSTONE FINANCIAL SOLUTIONS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 14
Series 24
Series 27
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CAPSTONE FINANCIAL SOLUTIONS, LLC
CRD 126451 · SEC 801-62065
AUM
$438M
Regulatory assets under management
Employees
6
954 client accounts
Services offered by CAPSTONE FINANCIAL SOLUTIONS, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at CAPSTONE FINANCIAL SOLUTIONS, LLC →
Introduction

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Frequently Asked Questions

What services does Richard Andrew Nunn offer?
Richard Andrew Nunn specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.
What are Richard Andrew Nunn's credentials?
Richard Andrew Nunn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Andrew Nunn located?
Richard Andrew Nunn is based in HOUSTON, Texas, working with CAPSTONE FINANCIAL SOLUTIONS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Richard Andrew Nunn charge for services?
Richard Andrew Nunn's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPSTONE FINANCIAL SOLUTIONS, LLC?
CAPSTONE FINANCIAL SOLUTIONS, LLC has approximately 6 employees and manages $438M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPSTONE FINANCIAL SOLUTIONS, LLC

Claude Carr Cody
HOUSTON, TX
Melville Lockett Cody
HOUSTON, TX

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