CAPSTONE FINANCIAL SOLUTIONS, LLC

HOUSTON, Texas·3 registered advisors·CRD# 126451
SEC# 801-62065713-260-9000
01

Firm Overview

AUM
$438M
Regulatory assets under management
Employees
6
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
03

Specialties

Investment ManagementWealth ManagementFee-Only Advisory
04

Advisors at CAPSTONE FINANCIAL SOLUTIONS, LLC

3 registered advisors
Claude Carr Cody
HOUSTON, Texas
Melville Lockett Cody
HOUSTON, Texas
Richard Andrew Nunn
HOUSTON, Texas
05

Office Locations

HOUSTON, Texas
3 advisors

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Data sourced from SEC Form ADV filings. CAPSTONE FINANCIAL SOLUTIONS, LLC (CRD# 126451) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.