Unclaimed Profile

Ralph Bowman Thomas

SAROFIM FAYEZ & CO·HOUSTON, Texas

Series 6, Series 63Clean record44 years registeredSAROFIM FAYEZ & CO

TWO HOUSTON CENTER, HOUSTON, TX 77010-1014CRD# 1124381Firm CRD# 106584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ralph Bowman Thomas · HOUSTON, TX

Registration

CRD #1124381 · SAROFIM FAYEZ & CO · 44 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAROFIM FAYEZ & CO

SAROFIM ADVISORS GROUP INC

Apr 1994 – Mar 2014

HOUSTON, TX

SAROFIM INTERNATIONAL MANAGEMENT CO

Apr 1994 – Jun 2024

HOUSTON, TX

SAROFIM TRUST CO

Apr 1994 – Jun 2024

HOUSTON, TX

SAROFIM FAYEZ & CO

Jan 1982 – Jun 2017

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · January 1, 1982

Years registered · 44

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAYEZ SAROFIM & CO., LLC

CRD 106584 · SEC 801-1725

AUM

$31.4B

Regulatory assets under management

Employees

3,056 client accounts

Services offered by FAYEZ SAROFIM & CO., LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FAYEZ SAROFIM & CO., LLC →

Introduction

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Frequently Asked Questions

What services does Ralph Bowman Thomas offer?

Ralph Bowman Thomas specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Ralph Bowman Thomas's credentials?

Ralph Bowman Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ralph Bowman Thomas located?

Ralph Bowman Thomas is based in HOUSTON, Texas, last registered with SAROFIM FAYEZ & CO.

How does Ralph Bowman Thomas charge for services?

Ralph Bowman Thomas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAROFIM FAYEZ & CO?

SAROFIM FAYEZ & CO has approximately 52 employees and manages $31.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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