Unclaimed Profile

Fayez Shalaby Sarofim

SAROFIM FAYEZ & CO·HOUSTON, Texas

68 years registeredSAROFIM FAYEZ & CO

TWO HOUSTON CENTER, HOUSTON, TX 77010-1014CRD# 1124386Firm CRD# 106584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fayez Shalaby Sarofim · HOUSTON, TX

Registration

CRD #1124386 · SAROFIM FAYEZ & CO · 68 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAROFIM FAYEZ & CO

SAROFIM ADVISORS GROUP INC

Apr 1994 – Mar 2014

HOUSTON, TX

SAROFIM INTERNATIONAL MANAGEMENT CO

Apr 1994 – Jun 2024

HOUSTON, TX

SAROFIM TRUST CO

Apr 1994 – Jun 2024

HOUSTON, TX

FAYEZ SAROFIM & CO.

Jun 1958 – Jun 2024

HOUSTON, TX

Registrations & Exams

Registration record

First registered · June 16, 1958

Years registered · 68

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FAYEZ SAROFIM & CO., LLC

CRD 106584 · SEC 801-1725

AUM

$31.4B

Regulatory assets under management

Employees

3,056 client accounts

Services offered by FAYEZ SAROFIM & CO., LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FAYEZ SAROFIM & CO., LLC →

Introduction

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Frequently Asked Questions

What services does Fayez Shalaby Sarofim offer?

Fayez Shalaby Sarofim specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Fayez Shalaby Sarofim's credentials?

Fayez Shalaby Sarofim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Fayez Shalaby Sarofim located?

Fayez Shalaby Sarofim is based in HOUSTON, Texas, last registered with SAROFIM FAYEZ & CO.

How does Fayez Shalaby Sarofim charge for services?

Fayez Shalaby Sarofim's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAROFIM FAYEZ & CO?

SAROFIM FAYEZ & CO has approximately 52 employees and manages $31.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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