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Paul Francis Stapleton

KAYNE ANDERSON CAPITAL ADVISORS LP·HOUSTON, Texas
SIE, Series 27, Series 99TOClean recordKAYNE ANDERSON CAPITAL ADVISORS LP
717 TEXAS AVENUE, HOUSTON, TX 77002CRD# 4848451Firm CRD# 104536

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Francis Stapleton · HOUSTON, TX
Registration
CRD #4848451 · KAYNE ANDERSON CAPITAL ADVISORS LP
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
KAYNE ANDERSON CAPITAL ADVISORS LP
CRD 104536 · SEC 801-46991
AUM
$31.7B
Regulatory assets under management
Employees
301
122 client accounts
Services offered by KAYNE ANDERSON CAPITAL ADVISORS LP
Per Form ADV
Financial planning
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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04

Frequently Asked Questions

What services does Paul Francis Stapleton offer?
Paul Francis Stapleton specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Paul Francis Stapleton's credentials?
Paul Francis Stapleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Francis Stapleton located?
Paul Francis Stapleton is based in HOUSTON, Texas, working with KAYNE ANDERSON CAPITAL ADVISORS LP. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Paul Francis Stapleton charge for services?
Paul Francis Stapleton's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KAYNE ANDERSON CAPITAL ADVISORS LP?
KAYNE ANDERSON CAPITAL ADVISORS LP has approximately 301 employees and manages $31.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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