Unclaimed Profile

James Charles Baker

KAYNE ANDERSON CAPITAL ADVISORS LP·HOUSTON, Texas

Series 7, Series 63, Series 66Clean record21 years registeredKAYNE ANDERSON CAPITAL ADVISORS LP

717 TEXAS AVENUE, HOUSTON, TX 77002CRD# 2930819Firm CRD# 104536

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Charles Baker · HOUSTON, TX

Registration

CRD #2930819 · KAYNE ANDERSON CAPITAL ADVISORS LP · 21 years registered

Brand Profile

Not yet started

Career History

KA CREDIT ADVISORS II, LLC

Feb 2021 – present

KA CREDIT ADVISORS, LLC

Oct 2020 – present

KAYNE ANDERSON CAPITAL ADVISORS, L.P.

Jan 2015 – present

KA FUND ADVISORS, LLC

Sep 2006 – present

KA CREDIT ADVISORS, LLC

Mar 2020 – Jul 2020

Houston, TX

KAYNE ANDERSON FUND ADVISORS, LLC

Dec 2019 – Nov 2023

HOUSTON, TX

KAYNE ANDERSON CAPITAL ADVISORS LP

Jul 2005 – Dec 2014

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · July 25, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KAYNE ANDERSON CAPITAL ADVISORS LP

CRD 104536 · SEC 801-46991

AUM

$31.7B

Regulatory assets under management

Employees

301

122 client accounts

Services offered by KAYNE ANDERSON CAPITAL ADVISORS LP

Per Form ADV

Financial planning

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at KAYNE ANDERSON CAPITAL ADVISORS LP →

Introduction

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Frequently Asked Questions

What services does James Charles Baker offer?

James Charles Baker specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are James Charles Baker's credentials?

James Charles Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Charles Baker located?

James Charles Baker is based in HOUSTON, Texas, working with KAYNE ANDERSON CAPITAL ADVISORS LP. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does James Charles Baker charge for services?

James Charles Baker's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAYNE ANDERSON CAPITAL ADVISORS LP?

KAYNE ANDERSON CAPITAL ADVISORS LP has approximately 301 employees and manages $31.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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