Unclaimed Profile

Michael Todd Smurl

ASCENDANT ADVISORS, LLC·HOUSTON, Texas

SIE, Series 3, Series 7, Series 63, Series 65, Series 66CFA23 years registeredASCENDANT ADVISORS, LLC

FOUR OAKS PLACE, HOUSTON, TX 77056CRD# 2239030Firm CRD# 151127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Todd Smurl · HOUSTON, TX

Registration

CRD #2239030 · ASCENDANT ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

INTEGRITY FINANCIAL PLANNING, LLC

Oct 2020 – present

CITY NATIONAL ROCHDALE

Jun 2017 – Jul 2017

Houston, TX

THE AYCO COMPANY,L.P.

Feb 2015 – Nov 2016

HOUSTON, TX

ASCENDANT ADVISORS, LLC

Jan 2011 – Mar 2014

HOUSTON, TX

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2003 – Jul 2003

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · January 2, 2003

Years registered · 23

Professional designation · CFA

Disclosure History

2019Financial·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ASCENDANT ADVISORS, LLC

CRD 151127 · SEC 801-72278

AUM

$125M

Regulatory assets under management

Employees

57 client accounts

Services offered by ASCENDANT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASCENDANT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Todd Smurl offer?

Michael Todd Smurl specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.

What are Michael Todd Smurl's credentials?

Michael Todd Smurl holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Todd Smurl located?

Michael Todd Smurl is based in HOUSTON, Texas, working with ASCENDANT ADVISORS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Michael Todd Smurl charge for services?

Michael Todd Smurl's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASCENDANT ADVISORS, LLC?

ASCENDANT ADVISORS, LLC has approximately 10 employees and manages $125M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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