Unclaimed Profile

Michael Anthony Smith

AVIDIAN WEALTH ENTERPRISES, LLC·HOUSTON, Texas

Series 6, Series 7, Series 63, Series 6523 years registeredAVIDIAN WEALTH ENTERPRISES, LLC

800 TOWN & COUNTRY BLVD, HOUSTON, TX 77024CRD# 3128757Firm CRD# 127186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Anthony Smith · HOUSTON, TX

Registration

CRD #3128757 · AVIDIAN WEALTH ENTERPRISES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

AVIDIAN WEALTH SOLUTIONS

Jun 2003 – present

WUNDERLICH SECURITIES, INC.

Jan 2003 – Apr 2008

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 6, 2003

Years registered · 23

Disclosure History

2024Criminal·Final Disposition

2018Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AVIDIAN WEALTH ENTERPRISES, LLC

CRD 127186 · SEC 801-64386

AUM

$3.1B

Regulatory assets under management

Employees

6,015 client accounts

Services offered by AVIDIAN WEALTH ENTERPRISES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AVIDIAN WEALTH ENTERPRISES, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Anthony Smith offer?

Michael Anthony Smith specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.

What are Michael Anthony Smith's credentials?

Michael Anthony Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Anthony Smith located?

Michael Anthony Smith is based in HOUSTON, Texas, working with AVIDIAN WEALTH ENTERPRISES, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Michael Anthony Smith charge for services?

Michael Anthony Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: mgmt of pooled investment vehicles. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVIDIAN WEALTH ENTERPRISES, LLC?

AVIDIAN WEALTH ENTERPRISES, LLC has approximately 51 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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