Unclaimed Profile

James Luke Patterson

AVIDIAN WEALTH ENTERPRISES, LLC·HOUSTON, Texas

Series 7, Series 31, Series 63, Series 6526 years registeredAVIDIAN WEALTH ENTERPRISES, LLC

800 TOWN & COUNTRY BLVD, HOUSTON, TX 77024CRD# 2702156Firm CRD# 127186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Luke Patterson · HOUSTON, TX

Registration

CRD #2702156 · AVIDIAN WEALTH ENTERPRISES, LLC · 26 years registered

Brand Profile

Not yet started

Career History

AVIDIAN WEALTH SOLUTIONS

Jun 2011 – present

STANFORD GROUP COMPANY

Nov 2002 – Mar 2004

HOUSTON, TX

MORGAN KEEGAN & COMPANY, INC.

Jan 2000 – Nov 2002

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · January 19, 2000

Years registered · 26

Disclosure History

2005Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

AVIDIAN WEALTH ENTERPRISES, LLC

CRD 127186 · SEC 801-64386

AUM

$3.1B

Regulatory assets under management

Employees

6,015 client accounts

Services offered by AVIDIAN WEALTH ENTERPRISES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AVIDIAN WEALTH ENTERPRISES, LLC →

Introduction

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Frequently Asked Questions

What services does James Luke Patterson offer?

James Luke Patterson specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.

What are James Luke Patterson's credentials?

James Luke Patterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Luke Patterson located?

James Luke Patterson is based in HOUSTON, Texas, working with AVIDIAN WEALTH ENTERPRISES, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does James Luke Patterson charge for services?

James Luke Patterson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: mgmt of pooled investment vehicles. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVIDIAN WEALTH ENTERPRISES, LLC?

AVIDIAN WEALTH ENTERPRISES, LLC has approximately 51 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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