Unclaimed Profile

Jun Gu

STAVIS & COHEN PRIVATE WEALTH, LLC·HOUSTON, Texas

SIE, Series 7, Series 63CFAClean record12 years registeredSTAVIS & COHEN PRIVATE WEALTH, LLC

1330 POST OAK BOULEVARD, HOUSTON, TX 77056CRD# 5853384Firm CRD# 312366

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jun Gu · HOUSTON, TX

Registration

CRD #5853384 · STAVIS & COHEN PRIVATE WEALTH, LLC · 12 years registered

Brand Profile

Not yet started

Career History

CORIENT

Jan 2023 – present

STAVIS & COHEN PRIVATE WEALTH, LLC

Mar 2021 – Mar 2023

HOUSTON, TX

SCF PRIVATE WEALTH HOLDINGS, LLC

Jul 2014 – Mar 2021

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 7, 2014

Years registered · 12

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STAVIS & COHEN PRIVATE WEALTH, LLC

CRD 312366 · SEC 801-120239

AUM

$754M

Regulatory assets under management

Employees

1,175 client accounts

Services offered by STAVIS & COHEN PRIVATE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STAVIS & COHEN PRIVATE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Jun Gu offer?

Jun Gu specializes in Financial Planning, Investment Management. Contact their office in HOUSTON, Texas for a consultation.

What are Jun Gu's credentials?

Jun Gu holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jun Gu located?

Jun Gu is based in HOUSTON, Texas, working with STAVIS & COHEN PRIVATE WEALTH, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Jun Gu charge for services?

Jun Gu's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STAVIS & COHEN PRIVATE WEALTH, LLC?

STAVIS & COHEN PRIVATE WEALTH, LLC has approximately 23 employees and manages $754M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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