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John David Hawkins

THE STERLING GROUP, L.P.·HOUSTON, Texas
Clean recordTHE STERLING GROUP, L.P.
NINE GREENWAY PLAZA, HOUSTON, TX 77046CRD# 4507537Firm CRD# 157406

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John David Hawkins · HOUSTON, TX
Registration
CRD #4507537 · THE STERLING GROUP, L.P.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

John David Hawkins is a registered financial advisor based in HOUSTON, Texas, affiliated with THE STERLING GROUP, L.P.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
THE STERLING GROUP, L.P.
THE STERLING GROUP, L.P.
AUM
$5.9B
Regulatory assets under management
Employees
65
Total firm employees
View all advisors at THE STERLING GROUP, L.P. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: PORTION OF PORTFOLIO COMPANY TRANSACTION AND MONITORING FEES
Regulatory
SEC/IARD CRD# 4507537
Firm CRD# 157406
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John David Hawkins offer?
John David Hawkins specializes in Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.
What are John David Hawkins's credentials?
John David Hawkins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John David Hawkins located?
John David Hawkins is based in HOUSTON, Texas, working with THE STERLING GROUP, L.P.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does John David Hawkins charge for services?
John David Hawkins's firm is compensated through percentage of aum, performance-based fees, other: portion of portfolio company transaction and monitoring fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE STERLING GROUP, L.P.?
THE STERLING GROUP, L.P. has approximately 65 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE STERLING GROUP, L.P.

Bradley A Staller
HOUSTON, TX
Shirley Reese Jefferies
HOUSTON, TX
Maximilian Paul Klupchak
HOUSTON, TX
William Chenowith Oehmig
HOUSTON, TX
Brandon P Baudin
HOUSTON, TX
Charles Kevin Garland
HOUSTON, TX

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