Unclaimed Profile

John Coleman Dawson

SALIENT CAPITAL ADVISORS, LLC·HOUSTON, Texas

SIE, Series 3, Series 7, Series 24, Series 63, Series 65Clean record29 years registeredSALIENT CAPITAL ADVISORS, LLC

4265 SAN FELIPE, HOUSTON, TX 77027CRD# 2099737Firm CRD# 153914

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Coleman Dawson · HOUSTON, TX

Registration

CRD #2099737 · SALIENT CAPITAL ADVISORS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

HIGHTOWER ADVISORS, LLC

Dec 2018 – present

HIGHTOWER PRIVATE CLIENT

Aug 2017 – Dec 2018

HOUSTON, TX

SALIENT CAPITAL ADVISORS, LLC

Jun 2010 – Oct 2017

HOUSTON, TX

TELEMUS INVESTMENT MANAGEMENT, LLC

Nov 2008 – Jul 2010

SOUTHFIELD, MI

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jul 1997 – May 2007

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 30, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SALIENT CAPITAL ADVISORS, LLC

CRD 153914 · SEC 801-71482

AUM

$2.1B

Regulatory assets under management

Employees

337 client accounts

Services offered by SALIENT CAPITAL ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

Nonprofits & Foundations

View all advisors at SALIENT CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Coleman Dawson offer?

John Coleman Dawson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are John Coleman Dawson's credentials?

John Coleman Dawson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Coleman Dawson located?

John Coleman Dawson is based in HOUSTON, Texas, working with SALIENT CAPITAL ADVISORS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does John Coleman Dawson charge for services?

John Coleman Dawson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SALIENT CAPITAL ADVISORS, LLC?

SALIENT CAPITAL ADVISORS, LLC has approximately 44 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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