Unclaimed Profile

Jillian Claire Nel

LEGACY ASSET MANAGEMENT, INC.·HOUSTON, Texas

SIE, Series 7, Series 24, Series 66CFPClean record19 years registeredLEGACY ASSET MANAGEMENT, INC.

3411 RICHMOND AVE, HOUSTON, TX 77046CRD# 5055280Firm CRD# 111423

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jillian Claire Nel · HOUSTON, TX

Registration

CRD #5055280 · LEGACY ASSET MANAGEMENT, INC. · 19 years registered

Brand Profile

Not yet started

Career History

EMERSON EQUITY LLC

Jun 2025 – present

INSCRIPTION CAPITAL, LLC

Sep 2019 – present

LEGACY ASSET MANAGEMENT, INC.

Sep 2011 – Sep 2019

HOUSTON, TX

LINCOLN FINANCIAL ADVISORS CORPORATION

Jul 2007 – Sep 2011

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · July 2, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY ASSET MANAGEMENT, INC.

CRD 111423 · SEC 801-57208

AUM

$162M

Regulatory assets under management

Employees

522 client accounts

Services offered by LEGACY ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Jillian Claire Nel offer?

Jillian Claire Nel specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.

What are Jillian Claire Nel's credentials?

Jillian Claire Nel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jillian Claire Nel located?

Jillian Claire Nel is based in HOUSTON, Texas, working with LEGACY ASSET MANAGEMENT, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Jillian Claire Nel charge for services?

Jillian Claire Nel's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY ASSET MANAGEMENT, INC.?

LEGACY ASSET MANAGEMENT, INC. has approximately 7 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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