LEGACY ASSET MANAGEMENT, INC.

HOUSTON, Texas·3 registered advisors·CRD# 111423
SEC# 801-572080713-355-7171
01

Firm Overview

AUM
$162M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
03

Specialties

Financial PlanningInvestment ManagementWealth ManagementFee-Only Advisory
04

Advisors at LEGACY ASSET MANAGEMENT, INC.

3 registered advisors
Jillian Claire Nel
HOUSTON, Texas
CFP
Joseph Richard Birkofer
HOUSTON, Texas
CFP
Richard E Kaplan
HOUSTON, Texas
05

Office Locations

HOUSTON, Texas
3 advisors

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Data sourced from SEC Form ADV filings. LEGACY ASSET MANAGEMENT, INC. (CRD# 111423) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.