Unclaimed Profile

James Casey Hodges

SEMITA ASSET MANAGEMENT LLC·HOUSTON, Texas

Series 3, Series 7, Series 63, Series 66Clean record24 years registeredSEMITA ASSET MANAGEMENT LLC

ONE RIVERWAY, SUITE 2000, HOUSTON, TX 77056CRD# 2765025Firm CRD# 226757

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Casey Hodges · HOUSTON, TX

Registration

CRD #2765025 · SEMITA ASSET MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

AVIDIAN WEALTH SOLUTIONS

Jul 2020 – present

SEMITA ASSET MANAGEMENT

Jun 2015 – Jul 2020

HOUSTON, TX

LEGACY ASSET MANAGEMENT, INC.

Mar 2014 – Oct 2015

HOUSTON, TX

CAZ INVESTMENTS L.P.

Aug 2001 – Feb 2014

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 66

Registration record

First registered · August 16, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SEMITA ASSET MANAGEMENT LLC

CRD 226757 · SEC 801-96341

AUM

$69M

Regulatory assets under management

Employees

190 client accounts

Services offered by SEMITA ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SEMITA ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Casey Hodges offer?

James Casey Hodges specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are James Casey Hodges's credentials?

James Casey Hodges is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Casey Hodges located?

James Casey Hodges is based in HOUSTON, Texas, working with SEMITA ASSET MANAGEMENT LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does James Casey Hodges charge for services?

James Casey Hodges's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEMITA ASSET MANAGEMENT LLC?

SEMITA ASSET MANAGEMENT LLC has approximately 2 employees and manages $69M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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