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Gary Lee Rosenthal

THE STERLING GROUP, L.P.·HOUSTON, Texas
Clean recordTHE STERLING GROUP, L.P.
NINE GREENWAY PLAZA, HOUSTON, TX 77046CRD# 5929247Firm CRD# 157406

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gary Lee Rosenthal · HOUSTON, TX
Registration
CRD #5929247 · THE STERLING GROUP, L.P.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Gary Lee Rosenthal is a registered financial advisor based in HOUSTON, Texas, affiliated with THE STERLING GROUP, L.P.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
THE STERLING GROUP, L.P.
THE STERLING GROUP, L.P.
AUM
$5.9B
Regulatory assets under management
Employees
65
Total firm employees
View all advisors at THE STERLING GROUP, L.P. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: PORTION OF PORTFOLIO COMPANY TRANSACTION AND MONITORING FEES
Regulatory
SEC/IARD CRD# 5929247
Firm CRD# 157406
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gary Lee Rosenthal offer?
Gary Lee Rosenthal specializes in Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.
What are Gary Lee Rosenthal's credentials?
Gary Lee Rosenthal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gary Lee Rosenthal located?
Gary Lee Rosenthal is based in HOUSTON, Texas, working with THE STERLING GROUP, L.P.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Gary Lee Rosenthal charge for services?
Gary Lee Rosenthal's firm is compensated through percentage of aum, performance-based fees, other: portion of portfolio company transaction and monitoring fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE STERLING GROUP, L.P.?
THE STERLING GROUP, L.P. has approximately 65 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE STERLING GROUP, L.P.

Bradley A Staller
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Maximilian Paul Klupchak
HOUSTON, TX
Shirley Reese Jefferies
HOUSTON, TX
William Chenowith Oehmig
HOUSTON, TX
Brandon P Baudin
HOUSTON, TX
Charles Kevin Garland
HOUSTON, TX

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