Unclaimed Profile

Victor Michael Pucciarelli

HILLTOP SECURITIES INC.·DALLAS, Texas

HILLTOP SECURITIES INC.

1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 1111797Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Victor Michael Pucciarelli · DALLAS, TX

Registration

CRD #1111797 · HILLTOP SECURITIES INC.

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

Victor Michael Pucciarelli is a registered financial advisor based in DALLAS, Texas, affiliated with HILLTOP SECURITIES INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

HILLTOP SECURITIES INC.

AUM

$1.9B

Regulatory assets under management

Employees

113

Total firm employees

View all advisors at HILLTOP SECURITIES INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: 12B-1 FEES

Regulatory

SEC/IARD CRD# 1111797

Firm CRD# 6220

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Victor Michael Pucciarelli offer?

Victor Michael Pucciarelli specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are Victor Michael Pucciarelli's credentials?

Victor Michael Pucciarelli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Victor Michael Pucciarelli located?

Victor Michael Pucciarelli is based in DALLAS, Texas, working with HILLTOP SECURITIES INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Victor Michael Pucciarelli charge for services?

Victor Michael Pucciarelli's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HILLTOP SECURITIES INC.?

HILLTOP SECURITIES INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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