Unclaimed Profile

Umberto Perez

CASTLEVIEW PARTNERS, LLC·DALLAS, Texas

SIE, Series 6, Series 7, Series 66Clean record23 years registeredCASTLEVIEW PARTNERS, LLC

8111 PRESTON ROAD, DALLAS, TX 75225CRD# 4149270Firm CRD# 281410

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Umberto Perez · DALLAS, TX

Registration

CRD #4149270 · CASTLEVIEW PARTNERS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CASTLEVIEW PARTNERS, LLC

Nov 2015 – present

GLOBAL WEALTH ADVISORS

Mar 2009 – Dec 2010

CORAL GABLES, FL

ARGENTUS ADVISORS, LLC

Jan 2006 – Apr 2016

CORAL GABLES, FL

PARK AVENUE SECURITIES LLC

Jul 2004 – Jan 2006

CORAL GABLES, FL

MML INVESTORS SERVICES, INC.

Feb 2003 – Sep 2003

CORAL GABLES, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 66

Registration record

First registered · February 13, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASTLEVIEW PARTNERS, LLC

CRD 281410 · SEC 801-106652

AUM

$270M

Regulatory assets under management

Employees

1,308 client accounts

Services offered by CASTLEVIEW PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CASTLEVIEW PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Umberto Perez offer?

Umberto Perez specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are Umberto Perez's credentials?

Umberto Perez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Umberto Perez located?

Umberto Perez is based in DALLAS, Texas, working with CASTLEVIEW PARTNERS, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Umberto Perez charge for services?

Umberto Perez's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASTLEVIEW PARTNERS, LLC?

CASTLEVIEW PARTNERS, LLC has approximately 18 employees and manages $270M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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