Unclaimed Profile

Lawrence C Heller

CASTLEVIEW PARTNERS, LLC·DALLAS, Texas

Series 7, Series 24, Series 63, Series 65, Series 66Clean record19 years registeredCASTLEVIEW PARTNERS, LLC

8111 PRESTON ROAD, DALLAS, TX 75225CRD# 2462197Firm CRD# 281410

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lawrence C Heller · DALLAS, TX

Registration

CRD #2462197 · CASTLEVIEW PARTNERS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CASTLEVIEW PARTNERS, LLC

CASTLEVIEW PARTNERS, LLC

Feb 2017 – May 2020

DALLAS, TX

BANC OF AMERICA INVESTMENT SERVICES, INC.

Dec 2006 – Nov 2007

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · December 4, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASTLEVIEW PARTNERS, LLC

CRD 281410 · SEC 801-106652

AUM

$270M

Regulatory assets under management

Employees

1,308 client accounts

Services offered by CASTLEVIEW PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CASTLEVIEW PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Lawrence C Heller offer?

Lawrence C Heller specializes in Financial Planning, Investment Management.

What are Lawrence C Heller's credentials?

Lawrence C Heller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lawrence C Heller located?

Lawrence C Heller is based in DALLAS, Texas, last registered with CASTLEVIEW PARTNERS, LLC.

How does Lawrence C Heller charge for services?

Lawrence C Heller's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASTLEVIEW PARTNERS, LLC?

CASTLEVIEW PARTNERS, LLC has approximately 18 employees and manages $270M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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